Blue Owl Capital is seeking an experienced compliance professional to join the growing team that manages the Compliance program for the firm's broker/dealer affiliate. This newly created and varied role will be part of the Business Conduct Group inside Blue Owl's Compliance department, which manages adherence to the firm's Code of ethics and executes the compliance structure of the firm's limited purpose broker-dealer. Job title will depend on experience.
Responsibilities:
The primary function of this position is to implement policies and procedures associated with the broker dealer and contribute to the annual cycle of reports and filings required to remain in compliance with FINRA requirements. The role reports to the head of the Business Conduct Group. The successful candidate will be able to contribute immediately in the following areas:
Qualifications:
Blue Owl is proud to be an Equal Opportunity Employer. We evaluate qualified applicants without regard to race, color, national origin, religion, sex, sexual orientation, gender identity, disability, protected veteran status, and other statuses protected by law.
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