Chief Compliance Officer job at Alexander Chapman Greenwich, CT, US

Job Description

Connecticut based private equity firm is looking for a Chief Compliance Officer to oversee their compliance program. Ideal candidate holds a juris doctor and has held previous leadership positions at alternative asset management firms. Oversee timely and accurate regulatory filings, including Form ADV and Form PF, in compliance with the Investment Advisers Act of 1940 and other applicable regulations. Review and approve all marketing materials to ensure they are accurate, not misleading, and fully compliant with SEC and other regulatory requirements. Maintain, implement, and enforce the firm’s Code of Ethics, promoting a culture of compliance and ensuring adherence to legal and ethical standards across the organization. Required: Juris Doctor (Candidates without a JD may be considered for a Deputy CCO position instead). Work Module: 4 days on-site.

Job Tags

Similar Jobs

NYC Department of Health and Mental Hygiene

Senior Director of Field Operations, Bureau of Food Safety and Community Sanitation (New York) Job at NYC Department of Health and Mental Hygiene

...food safety wherever meals are served to the public, including restaurants, cafeterias, mobile food vending units, schools, senior... ...collaborating with senior management to provide expert opinion in field operation and deployment of staff. Use data and data infrastructure...

ABLE Equipment Rental

Data & Analytics Analyst Job at ABLE Equipment Rental

Great Company. Great People. Great Opportunities.If youd like the chance to make your mark with the worlds largest equipment... ...provider, come build your future with United Rentals!The Analyst, Data & Analytics will help prepare and interpret analyses to drive optimal...

Digital Marketing Services

Cold Call Sales Job at Digital Marketing Services

...strive to achieve goals and would like to be able to work a flexible schedule from the comforts of your own home (from anywhere in the nation) making Cold Calls.... ...to help them to gain additional business. We pay weekly by direct deposit. For this job, we would ask that...

Varsity Tutors, a Nerdy Company

Louisville Managerial Accounting Tutor Job at Varsity Tutors, a Nerdy Company

...Join us to apply for the Louisville Managerial Accounting Tutor role at Varsity Tutors, a Nerdy Company . 3 days ago Be among the first 25 applicants The Varsity Tutors Live Learning Platform has thousands of students seeking online Managerial Accounting tutors...

Spot On Veterinary Hospital and Hotel

Veterinary Assistant Job at Spot On Veterinary Hospital and Hotel

...care field and trying to break into the veterinary industry? We may be the perfect fit for... ...generation of passionate Veterinary Assistants, and Spot On Veterinary Hospital & Hotel... ...growing Veterinary team without Veterinary experience! This is an excellent opportunity to...